Market Abuse - eLearning
Overview
Market Abuse rules can be complex. Often it is not always clear what is and is not deemed to be ‘abuse’ of the market.
Our Market Abuse eLearning module consists of 18 short case studies based on real-world examples. You are invited to review each case and then decide whether it is or isn’t Market Abuse. You will then see feedback, based on best practice, which will explain why it is considered to be Market Abuse or not.
This module and the end assessment can be tailored to incorporate client-specific content.
Course Details
Chapter 1 – Introduction
- Why is it important?
- What is market abuse?
- What about commodities?
- What about benchmarks?
- Market abuse law and regulation
- Link with the FCA’s Conduct Rules
Chapter 2 – Scenarios
- Insider dealing scenarios
- Unlawful or improper disclosure of inside information scenarios
- Market manipulation scenarios
- Dissemination of false or misleading information scenarios
Chapter 3 – Reporting suspicious transactions and orders
- Reporting requirements (STORs)
- Market manipulation red flags
Assessment
Delivery
Our interactive learning is delivered online, so all you need is an internet-connected device – we’ll do the rest.
We handle every part of the set-up process, from customising your individual Learning Management System (LMS), loading staff data, setting up a deployment and reminder schedule and reporting on progress.
In addition, administrators can also have access to all of these tools too, giving you the flexibility to be involved as much or as little as you prefer.
eLearning Previews
See examples taken from a range of our eLearning courses in the gallery below.
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