Compliance Update: Breakfast Briefing

Claire Simm, CEO, Compliance Solutions Europe, Waystone Compliance Solutions

Bruce Viney, Director of Financial Crime Compliance Training, CCL Academy

• The industrialisation of fraud
• The Economic Crime and Transparency bill 2023
• The corporate offence of failure to prevent fraud
• Implications for firms and actions to consider

Followed by Q&A

Carwyn Evans, Managing Director, Waystone Compliance Solutions

• Summary of proposed regulation
• What should firms be doing now?
• Overcoming practical challenges

Followed by Q&A

Nigel Sydenham, Director of Compliance Training, CCL Academy

• ‘Embedding’ the Duty – the need for cultural change
• Speaking up and psychological safety
• Vulnerable customers – a progress check
• Governance, MI and the annual report

Followed by Q&A

Stuart Holman, Managing Director, Waystone Compliance Solutions

• HMT initiatives
• FCA initiatives
• Financial Services and Markets Act 2023
• The Smarter Regulatory Framework for Financial Services

Followed by Q&A

Claire Simm, CEO, Compliance Solutions Europe, Waystone Compliance Solutions

• Q&A
• Summary 
• Close