To enable you to dip in and out of the sessions, please see the approximate start times for each of the speaker slots below.
A brief Q&A session will be held at the end of each topic.
Agenda
Carwyn Evans, Managing Director, Waystone Compliance Solutions
Stuart Holman, Managing Director, Waystone Compliance Solutions
- What should you have already done?
- What should you be doing now?
- What else needs to be done?
Followed by Q&A
Nigel Sydenham, Director of Compliance Training, CCL Academy
- What impact does the inclusion of the new Conduct Rule have on the way firms implement the Consumer Duty?
- What role does training play in embedding understanding of the Duty?
- What are the potential pitfalls?
Followed by Q&A
Carwyn Evans, Managing Director, Waystone Compliance Solutions
- Where does SDR and Consumer Duty cross over?
- Disclosure, greenwashing and acting in good faith
- Practical considerations for aligning your implementation programmes
Followed by Q&A
Peter Haines, Director of GRC Training, CCL Academy
- The all-encompassing nature of the Duty
- Board and senior management responsibility
- How to get their attention
- The challenge of the annual Board report and MI
Followed by Q&A
Carwyn Evans, Managing Director, Waystone Compliance Solutions
- Q&A
- Summary
- Close