Overview
Following the well-received presentation at our recent in-person Breakfast Briefing - "The Consumer Duty: what you need to consider now", our webinar series begins with Peter Haines exploring some of the highlighted themes.
This is a fantastic opportunity for those who were unable to attend and those who'd like to hear the presentation again in greater detail. You will gain insight into:
- The FCA's latest position
- The implementation plan
- The FCA's key questions
- How to train on the Consumer Duty
Who should attend?
This webinar is intended for Consumer Duty champions, Compliance Officers and those who are responsible for reviewing and implementing systems, controls, policies and procedures under the Duty.
Why should you attend?
The FCA's obligations are wide-ranging and will affect all staff in firms within the scope of the rules. By attending this webinar, you will gain a deeper insight into the critical elements of the Duty and how these could have an impact on your own firm.
Speaker bio
Peter Haines, Director of GRC Training
Peter has over 35 years’ experience in the field of regulation and compliance. A chartered accountant, Peter spent 6 years working with the UK’s SFA (now the FCA) and has headed up regional and global compliance functions at Paribas, UBS Investment Bank and Bank of America.
Since 2006, Peter has specialised in training, focusing on boards, senior management and assisting the next generation of compliance officers. His coverage includes most areas of compliance and financial crime, as well as corporate governance and risk management. His style is inclusive, interactive and based on practicalities, not just rules.
Peter is also a Consumer Duty champion, so will be able to bring real-life experience to the session.
